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45 changes: 45 additions & 0 deletions .github/workflows/balan-wang-partial-results-check.yml
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name: Balan-Wang partial-results certificate

on:
pull_request:
paths:
- "phase_retrieval/balan_wang/**"
- ".github/workflows/balan-wang-partial-results-check.yml"
push:
branches:
- "agent/balan-wang-strong-partial-results"
paths:
- "phase_retrieval/balan_wang/**"
- ".github/workflows/balan-wang-partial-results-check.yml"

permissions:
contents: read

jobs:
exact-small-dimension-certificates:
runs-on: ubuntu-latest
timeout-minutes: 5

steps:
- name: Check out repository
uses: actions/checkout@v4

- name: Set up Python
uses: actions/setup-python@v5
with:
python-version: "3.12"

- name: Compile checker
run: >-
python -m py_compile
phase_retrieval/balan_wang/experiments/verify_small_dimension_certificates.py

- name: Run exact certificates
run: >-
python
phase_retrieval/balan_wang/experiments/verify_small_dimension_certificates.py

- name: Run with optimized bytecode
run: >-
python -O
phase_retrieval/balan_wang/experiments/verify_small_dimension_certificates.py
18 changes: 13 additions & 5 deletions README.md
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Expand Up @@ -14,13 +14,21 @@ record, audits, reproducibility material, and available formal verification.
gap problem for \(G(n,1/2)\), together with supporting checks and a partial
Lean 4 formalization.

## Adjacent research notes

- [Universal Balan–Wang phase-retrieval instability](phase_retrieval/balan_wang/)
— deterministic strong partial results, exact low-dimensional certificates,
and a quantitative totally-nonsingular-matrix obstruction. This note does
not claim a resolution of the universal conjecture.

Submission-oriented source packages and compiled PDFs are collected in
[arxiv_preprints](arxiv_preprints/).

Both manuscripts are preprints and have not undergone external peer review.
The repository makes the arguments and supporting material available for
expert scrutiny; it does not assert an official change in the published
status of either Erdős problem.
Both Erdős manuscripts are preprints and have not undergone external peer
review. The repository makes the arguments and supporting material available
for expert scrutiny; it does not assert an official change in the published
status of either Erdős problem. The adjacent research notes carry their own
scope and status statements.

## Citation and license

Expand All @@ -33,4 +41,4 @@ changes were made. Scholarly users are also asked to cite the project using

See [`LICENSE_SCOPE.md`](LICENSE_SCOPE.md) for the scope of the license and
the exclusions for third-party literature, source scans, dependencies, and
files carrying their own notices.
files carrying their own notices.
106 changes: 106 additions & 0 deletions phase_retrieval/balan_wang/README.md
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# Universal Balan–Wang instability at the critical threshold

> **Status:** strong deterministic partial result. This directory does **not**
> claim a proof or disproof of the universal conjecture.

This dossier studies the Balan–Wang conjecture for a full-spark real matrix

\[
A\in\mathbb R^{(2M-1)\times M},
\qquad
\omega(A)=\min_{|S|=M}\sigma_{\min}(A_S),
\qquad
R(A)=\max_i\|a_i\|_2.
\]

The open problem asks whether universal constants `C > 0` and `0 < beta < 1`
exist such that

\[
\omega(A)\le C R(A)\beta^M
\]

for every dimension and every full-spark critical frame.

## Contents

- [`proofs/STRONG_PARTIAL_RESULTS.md`](proofs/STRONG_PARTIAL_RESULTS.md) —
self-contained theorem-by-theorem write-up, independent proof-first and
counterexample-first cycles, merged obstruction, and adversarial audit.
- [`experiments/verify_small_dimension_certificates.py`](experiments/verify_small_dimension_certificates.py)
— standard-library exact quadratic-surd checks for the algebraic
three-dimensional construction, the equal-norm Parseval comparison, and the
stated upper-bound constants.

## Main conclusions

1. The square-submatrix, projection-order-statistic, and row-to-hyperplane
incidence formulations are proved with exact constants.
2. Rowwise normalization is monotone, and the general problem is equivalent at
exponential scale, up to a factor `sqrt(2M-1)`, to the Parseval problem.
3. Every critical frame satisfies an explicit universal
`O(M^(-3/2))` upper bound. This is polynomial and therefore does not settle
the conjecture.
4. Normalized real moment-curve/Vandermonde frames satisfy
\[
\omega(A)\le 16M R(A)4^{-M}.
\]
5. A max-volume basis converts the unresolved universal problem into one
quantitative question about square submatrices of totally nonsingular
matrices whose minors are bounded by one.
6. The exact two-dimensional value is
\[
\rho_2=1/\sqrt2.
\]
7. The dossier proves the rigorous three-dimensional bracket
\[
\frac{\sqrt{105-40\sqrt5}}{11}
\le \rho_3
\le \sqrt{\frac{4-\sqrt6}{6}}.
\]
8. The lower construction is strictly better than every equal-norm Parseval
frame in dimension three. Hence tightness is not a valid universal extremal
reduction.

## Precise remaining obstruction

It is enough, and is necessary up to polynomial factors, to prove the following
quantitative totally-nonsingular statement:

> There are universal `c > 0` and `p < infinity` such that every totally
> nonsingular matrix
> \[
> C\in\mathbb R^{(M-1)\times M}
> \]
> whose every square minor has modulus at most one contains a square submatrix
> `E` with
> \[
> \sigma_{\min}(E)\le M^p e^{-cM}.
> \]

No such deterministic estimate is proved here. No explicit infinite family
with subexponential normalized stability is constructed either.

## Reproduction

From the repository root:

```bash
python phase_retrieval/balan_wang/experiments/verify_small_dimension_certificates.py
python -O phase_retrieval/balan_wang/experiments/verify_small_dimension_certificates.py
```

The checker uses explicit exceptions rather than optimization-sensitive
`assert` statements and has no third-party dependencies.

## Literature boundary

The note uses the original Balan–Wang formulation, the Liu–Wang work on decay
of least singular values of submatrices, Shmalo's Gaussian critical-base
result, and recent work connecting full-spark frames with totally nonsingular
matrices. The literature search recorded in the proof note is targeted rather
than exhaustive. No novelty or priority claim should be inferred without a
separate specialist review.

All claims in this directory are preprint-level research claims and have not
undergone external peer review.
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